Gladstone Investment (GAINI) SEC Filings: History & Chart

Gladstone Investment Corporation(GAINI)

Asset Management · McLean, VA

$25.37+0.02 (+0.07%)

Delayed quote: Oct 6, 2026, 3:24 PM EDT

About Gladstone Investment Corporation

Gladstone Investment Corporation operates as a Business Development Company (BDC), focusing its investment activities on established, lower middle-market businesses. The firm primarily engages in funding company buyouts and refinancing existing debt. Its investment portfolio includes a broad spectrum of debt instruments, such as senior loans, various types of subordinated debt (including senior and junior subordinated notes, and mezzanine financing), as well as equity interests like limited liability company stakes, warrants, and options. Gladstone explicitly avoids early-stage or start-up investments. The corporation targets companies within the manufacturing, consumer products, and business/consumer services sectors, specifically seeking small to mid-sized enterprises based in the United States. Debt investments typically range from $5 million to $30 million, while equity investments usually fall between $10 million and $40 million. Target portfolio companies are expected to have an EBITDA between $4 million and $15 million. Gladstone aims for significant involvement, often seeking a board seat and either a substantial minority equity position or, in some cases, a controlling majority stake. Investments are generally held for approximately seven years, with exit strategies commonly involving a sale or recapitalization, an initial public offering (IPO), or a divestiture to a third party.

McLean, VA

74 employees

www.gladstoneinvestment.com

Financial Services / Asset Management

Sector: Financial Services
Industry: Asset Management
CEO: David Dullum

View full financials

Form	Filing Date	Accepted	Document
8-K	Oct 1, 2026	Oct 1, 2026	View filing
8-K	Sep 4, 2026	Sep 4, 2026	View filing
4	Aug 19, 2026	Aug 19, 2026	View filing
DEFA14A	Aug 6, 2026	Aug 6, 2026	View filing
8-K	Aug 6, 2026	Aug 6, 2026	View filing
8-K	Aug 6, 2026	Aug 6, 2026	View filing
10-Q	Aug 6, 2026	Aug 6, 2026	View filing
DEFA14A	Jul 14, 2026	Jul 14, 2026	View filing
8-K	Jul 8, 2026	Jul 7, 2026	View filing
DEF 14A	Jun 18, 2026	Jun 18, 2026	View filing
8-K	Jun 11, 2026	Jun 11, 2026	View filing
3/A	Jun 5, 2026	Jun 5, 2026	View filing
3	Jun 3, 2026	Jun 3, 2026	View filing
8-K	Jun 2, 2026	Jun 2, 2026	View filing
4	May 19, 2026	May 19, 2026	View filing
8-K	May 12, 2026	May 12, 2026	View filing
10-K	May 12, 2026	May 12, 2026	View filing
PRE 14A	May 4, 2026	May 4, 2026	View filing
25-NSE	May 4, 2026	May 4, 2026	View filing
3	Apr 7, 2026	Apr 7, 2026	View filing
3	Apr 7, 2026	Apr 7, 2026	View filing
3	Mar 30, 2026	Mar 30, 2026	View filing
8-K	Mar 23, 2026	Mar 23, 2026	View filing
CERT	Feb 18, 2026	Feb 18, 2026	View filing
8-A12B	Feb 18, 2026	Feb 18, 2026	View filing
8-K	Feb 18, 2026	Feb 18, 2026	View filing
424B2	Feb 11, 2026	Feb 11, 2026	View filing
8-K	Feb 11, 2026	Feb 11, 2026	View filing
497AD	Feb 10, 2026	Feb 10, 2026	View filing
FWP	Feb 10, 2026	Feb 10, 2026	View filing

SEC Filings

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