Gladstone Investment (GAIN) SEC Filings: History & Chart

Gladstone Investment Corp.(GAIN)

Asset Management · McLean, VA

$15.41-0.13 (-0.85%)

Delayed quote: Oct 6, 2026, 2:29 PM EDT

About Gladstone Investment Corp.

Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

McLean, VA

78 employees

www.gladstoneinvestment.com

Financial Services / Asset Management

Sector: Financial Services
Industry: Asset Management
CEO: David Dullum

View full financials

Form	Filing Date	Accepted	Document
8-K	Oct 1, 2026	Oct 1, 2026	View filing
8-K	Sep 4, 2026	Sep 4, 2026	View filing
4	Aug 19, 2026	Aug 19, 2026	View filing
DEFA14A	Aug 6, 2026	Aug 6, 2026	View filing
8-K	Aug 6, 2026	Aug 6, 2026	View filing
8-K	Aug 6, 2026	Aug 6, 2026	View filing
10-Q	Aug 6, 2026	Aug 6, 2026	View filing
DEFA14A	Jul 14, 2026	Jul 14, 2026	View filing
8-K	Jul 8, 2026	Jul 7, 2026	View filing
DEF 14A	Jun 18, 2026	Jun 18, 2026	View filing
8-K	Jun 11, 2026	Jun 11, 2026	View filing
3/A	Jun 5, 2026	Jun 5, 2026	View filing
3	Jun 3, 2026	Jun 3, 2026	View filing
8-K	Jun 2, 2026	Jun 2, 2026	View filing
4	May 19, 2026	May 19, 2026	View filing
8-K	May 12, 2026	May 12, 2026	View filing
10-K	May 12, 2026	May 12, 2026	View filing
PRE 14A	May 4, 2026	May 4, 2026	View filing
25-NSE	May 4, 2026	May 4, 2026	View filing
3	Apr 7, 2026	Apr 7, 2026	View filing
3	Apr 7, 2026	Apr 7, 2026	View filing
3	Mar 30, 2026	Mar 30, 2026	View filing
8-K	Mar 23, 2026	Mar 23, 2026	View filing
CERT	Feb 18, 2026	Feb 18, 2026	View filing
8-A12B	Feb 18, 2026	Feb 18, 2026	View filing
8-K	Feb 18, 2026	Feb 18, 2026	View filing
424B2	Feb 11, 2026	Feb 11, 2026	View filing
8-K	Feb 11, 2026	Feb 11, 2026	View filing
497AD	Feb 10, 2026	Feb 10, 2026	View filing
FWP	Feb 10, 2026	Feb 10, 2026	View filing

SEC Filings

Recent Filings